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Types of Filings

For a full list of filing types go to the SEC website. Listed below are the most frequently used filing types.

  • 10-K: Annual report
  • 10-Q: Quarterly report
  • 20-F: Annual report (non-U.S. companies)
  • 13-F: Ownership changes
  • Def-14: Proxy statement
  • 8-K: Corporate changes